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Summary of The Dynamics of Idealized Convection Schemes and Their Effect on the Zonally Averaged Tropical Circulation by Frierson, which appears in Journal of the Atmospheric Sciences.

Primary arguments:
  • The zonally averaged tropical circulation is quite sensitive to convection scheme parameters: the Hadley circulation and ITCZ precipitation can be easily increased by 50% by varying convection parameters.
  • The presence of some kind of shallow convection parameterization is key to creating a useful convective parameterization within the model.
  • Aspects of the convective parameterization that change the ability to build up and release CAPE strongly affect the zonally averaged circulation.
Discussion:
In our original studies of midlatitude dynamics with this idealized moist GCM (FHZ06 and FHZ07), we presented the model without convective parameterization, i.e., with grid scale condensation only. It's often surprising to people that a model that's strongly heated from below can be run without blowing up without a convection scheme. The model in this configuration can eliminate the convective instability on its own however, and the results are quite similar to running with the Manabe moist convective adjustment. It's a perfectly well-posed model that gives reasonable results.

However, in order to get a better understanding of the tropical circulation in a model with a more realistic convection scheme. we have developed a simplified parameterization in the style of Betts-Miller. The basic principle of this scheme is relaxation to post-convective equilibrium profiles, to a moist adiabat for temperature, for instance. One has to specify a post-convective humidity profile for the scheme as well, a clear disadvantage since there is likely no such universal profile. We use a fixed relative humidity with respect to the moist adiabat to keep this simple.

There are several other complicating factors with the scheme as well. One must assure that energy is conserved by making the convective heating by the scheme equal to the convective drying. We tried several different ways of doing this, but settled on the original Betts-Miller method of shifting the reference profile for temperature. Then, one has to perform some kind of shallow convection when the predicted precipitation is negative. This ends up being quite important: if you don't use some kind of shallow convection, it's almost like using no convection scheme at all.

We perform a sweep of the parameters in the model in the paper to get an idea for how convection affects the Hadley circulation and precipitation distribution within the model. Unfortunately (from the perspective of coming up with simple theories), the circulation is quite sensitive to convection, with the ITCZ precipitation, Hadley cell strength, etc changing by 50% over different parameter sets. On the other hand, other parameter changes alter the Hadley cell remarkably little (for instance, changing convective relaxation times by nearly a factor of 10).

The general result is that simulations in which convective instability can be built up and then is rapidly released have a stronger Hadley cell, while simulations in which convection can occur to higher levels more easily have a weaker circulation. In the latter set of simulations, we argue, convection is more effective at stabilizing the tropical troposphere, meaning there is a larger "gross moist stability," and a smaller mass flux is needed to flatten temperatures in the tropics. In simulations with more bursty convection, convection is less effective at stabilizing the atmosphere, and a large mass flux is needed to create flat temperatures without the tropics. Therefore, we argue that the gross moist stability is not just a diagnostic in these simulations, but is actually set to some extent by the convection scheme.

Another key diagnostic here is the amount of precipitation that is handled by grid-scale condensation versus the amount handled by the convection scheme, because the grid-scale condensation tends to be much more bursty. In the code and in the paper, the grid-scale condensation is referred to as "large-scale condensation," but I've found that this name creates confusion. First of all, large-scale precipitation is often associated with stratiform precipitation, but the physics for stratiform clouds is completely different than for the grid-scale entities within this model. Further, the grid-scale condensation is just as likely to be associated with deep convection and convective instability as the convective precipitation. In fact, quite often in midlatitudes there is CAPE but not enough moisture for the convection scheme to be called, but there is still some grid-scale condensation at certain levels. Finally, the notion of large-scale condensation seems to imply that convection occurs at larger scales, but convection actually tends to occur on smaller scales with this scheme (at the grid scale!). Therefore, I'm trying to use the term grid-scale condensation now, as a more precise term.

For further work on the Hadley cell width, see the paper of Frierson, Lu and Chen (2007). For work on how the convection scheme parameters and the gross moist stability affect convectively coupled equatorial waves, see Frierson (2007b) and Lin et al (2007).

The figure above shows an instantaneous time slice of precipitation from two simplified Betts-Miller simulations, with (bottom) and without (top) a shallow convection parameterization. Without shallow convection, the parameterization is clearly not effective in preventing precipitation at the gridscale.


Full citation:
Frierson, D. M. W. The Dynamics of Idealized Convection Schemes and Their Effect on the Zonally Averaged Tropical Circulation. Journal of the Atmospheric Sciences, 64, 1959-1976, 2007.

The official journal link can be found here.

A PDF download of the full paper can be found here.

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