Greg Hakim

Balance dynamics are proposed in a probabilistic framework, assuming that the state variables and the master, or control, variables are random variables described by continuous probability density functions. Balance inversion, defined as recovering the state variables from the control variables, is achieved through Bayes theorem. Balance dynamics are defined by the propagation of the joint probability of the state and control variables through the Liouville equation. Assuming Gaussian statistics, balance inversion reduces to linear regression of the state variables onto the control variables, and assuming linear dynamics, balance dynamics reduces to a Kalman filter subject to perfect observations given by the control variables.

Example solutions are given for an elliptical vortex in shallow water having unity Rossby and Froude numbers, which produce an outward propagating pulse of inertia-gravity wave activity. Applying balance inversion to the potential vorticity reveals that, because potential vorticity and divergence share well-defined patterns of covariability, the inertia-gravity wave field is recovered in addition to the vortical field. Solutions for a probabilistic balance dynamics model applied to the elliptical vortex reveal smaller errors (``imbalance'') for height control compared to potential vorticity control.

Important attributes of the probabilistic balance theory include quantification of the concept of balance manifold ``fuzziness,'' and clear state-independent definitions of balance and imbalance in terms of the range and null space, respectively, of the probabilistic inversion operators. Moreover, the theory provides a generalization of the notion of balance that may prove useful for problems involving moist physics, chemistry, and tropical circulations.